STOCK Act

Results: 12146



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41Finance / Economy / Money / U.S. Securities and Exchange Commission / United States securities law / Stock market / Regulation D / Private placement / Securities Act / Security / Prospectus / Financial Industry Regulatory Authority

Microsoft Word - PRIVATE PLACEMENT OVERVIEW.doc

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Source URL: www.infocentre.biz

Language: English - Date: 2011-07-27 14:59:39
42Economy / Finance / Money / 73rd United States Congress / U.S. Securities and Exchange Commission / Institutional investors / Security / Stock market / Securities Act / Credit rating agency / Investment Company Act / Bond

Microsoft Word - FINAL VERSION - SequoiaSAI - May 27, 2016

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Source URL: www.sequoiafund.com

Language: English - Date: 2016-05-27 10:46:36
43Law / Government procurement in the United States / United States administrative law / Conflict of interest / Politics / Applied ethics / STOCK Act / Regulation S-K

Microsoft Word - Policy 2000.doc

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Source URL: www.cachaguafireprotectiondistrict.com

Language: English - Date: 2014-08-25 17:15:55
44Company secretary / Securities and Exchange Board of India / Government of India / Stock market / Government / India / Radiation Control for Health and Safety Act

RECORDS AND ARCHIVES MANAGEMENT POLICY [Pursuant to Regulation 9 andof SEBI (Listing Obligations & Disclosure Requirements) Regulations, PURPOSE

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Source URL: www.welspunindia.com

Language: English - Date: 2016-05-26 04:59:02
45Finance / U.S. Securities and Exchange Commission / Stock market / 73rd United States Congress / Economy / Television in the United States / Nexstar Broadcasting Group / SEC filings / Securities Act / Prospectus / WSLS-TV / Securities Exchange Act

Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media Ge

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Source URL: www.mediageneral.com

Language: English - Date: 2016-05-31 17:15:52
46Finance / Money / Economy / Stock market / Corporate finance / Equity securities / Options / Warrant / Security / Private placement / Securities Act / Qualified institutional placement

Submission Proof - D:\Dropbox (SEC Compliance)\2014 OPERATIONS\2015 OPERATIONS\2016 ED... Page 1 of 32 UNITED STATES  SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549 

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Source URL: compliance-sec.com

Language: English - Date: 2016-01-12 01:40:03
47Applied ethics / Legal ethics / Professional ethics / Law / Confidentiality / Secrecy / Source / Insider trading / Duty of confidentiality / Conflict of interest / Ministerial Code / STOCK Act

CONFIDENTIAL Code of Ethics for

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Source URL: centralbank.ie

Language: English - Date: 2016-08-05 08:45:54
48Economy / Business / United Kingdom company law / Finance / Corporate law / Corporate finance / Equity securities / Stock market / Articles of association / Board of directors / Companies Act / Public limited company

THE COMPANIES ACTA PUBLIC COMPANY LIMITED BY SHARES ARTICLES OF ASSOCIATION

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Source URL: www.merciatechnologies.com

Language: English - Date: 2014-12-17 16:58:23
49Finance / Economy / Money / Financial markets / Stock market / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Futures contract / Short / Security / Flash trading

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-01 16:21:07
50Finance / Economy / Stock market / Money / Prospectus / Bond / Securities Act / Securitization / Credit rating agency / Security / Red herring prospectus / Public offering

IMPORTANT NOTICE NOT FOR DISTRIBUTION TO ANY U.S. PERSON OR TO ANY PERSON OR ADDRESS IN THE UNITED STATES. IMPORTANT: You must read the following before continuing. The following disclaimer applies to this Prospectus att

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Source URL: stakeholder.affinitywater.co.uk

Language: English - Date: 2015-09-08 05:33:53
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